Hong Kong SFC Licensed Individuals Directory

Jin Yan CE BVK999 - active, CITIC Securities International Global Markets Limited Chenhao Yang CE BWY464 - active, CITIC Securities International Global Markets Limited Tian Yang CE BHA618 - active, CITIC Securities International Global Markets Limited Wenzhuo Yang CE BVQ988 - active, CITIC Securities International Global Markets Limited Xi Yang CE BRI319 - active, CITIC Securities International Global Markets Limited Yuxiang Yang CE BVH524 - active, CITIC Securities International Global Markets Limited Cheng Ye CE BWO211 - active, CITIC Securities International Global Markets Limited Yuting Ye CE BVV838 - active, CITIC Securities International Global Markets Limited Wai Ho Yip CE APF207 - active, CITIC Securities International Global Markets Limited Hanqian You CE BNO515 - active, CITIC Securities International Global Markets Limited Ho Chun Yuen CE BRZ645 - active, CITIC Securities International Global Markets Limited Wing Yip William Yuen CE BTD415 - active, CITIC Securities International Global Markets Limited Chengxin Zhang CE BWV919 - active, CITIC Securities International Global Markets Limited Chuanyu Zhang CE BVJ019 - active, CITIC Securities International Global Markets Limited Kan Zhang CE BVE695 - active, CITIC Securities International Global Markets Limited Xiaojia Zhang CE BGO941 - active, CITIC Securities International Global Markets Limited Yunhua Zhang CE BRT419 - active, CITIC Securities International Global Markets Limited Zhenbang Zhang CE BWV977 - active, CITIC Securities International Global Markets Limited Zhen Zhao CE AOF925 - active, CITIC Securities International Global Markets Limited Xiaofeng Zheng CE ALH862 - active, CITIC Securities International Global Markets Limited Xinchen Zhou CE BKU697 - active, CITIC Securities International Global Markets Limited Nanpeng Zhuang CE BSV393 - active, CITIC Securities International Global Markets Limited Lu Zou CE BVO340 - active, CITIC Securities International Global Markets Limited Liang Guo CE BAZ980 - active, CLC Asset Management Limited Tengfei Chen CE BCG031 - active, CLSA Limited Shaun Donald Cochran CE APA066 - active, CLSA Limited Benjamin James Goldie CE AJD455 - active, CLSA Limited Yuxin Han CE BRD962 - active, CLSA Limited Ya Jiang CE AZA855 - active, CLSA Limited Marcus Mann Kwong CE AFU388 - active, CLSA Limited Chunbo Li CE AOS336 - active, CLSA Limited Ding Luo CE BFS676 - active, CLSA Limited Alexander Toby Oldfield CE ARQ375 - active, CLSA Limited Edward Park CE ASD313 - active, CLSA Limited Wing Sze (SFC:AQH362) Wong CE AQH362 - active, CLSA Limited Yingbo (SFC:AVV560) Xu CE AVV560 - active, CLSA Limited Gaojian Yan CE AVV553 - active, CLSA Limited Yexin Zhu CE BTC407 - active, CLSA Limited Abdul Hadi Bin Abdul Manaf CE BUC021 - active, CLSA Limited Indrajit Agarwal CE BTN093 - active, CLSA Limited Xiaoheng Ai CE BXP586 - active, CLSA Limited Aledeer CE BWT753 - active, CLSA Limited John Renz Soriao Alvarado CE BUY563 - active, CLSA Limited Akira Ariyoshi CE BJQ383 - active, CLSA Limited Junfei Bai CE BTP254 - active, CLSA Limited Yunzong Bai CE BWQ984 - active, CLSA Limited Piyush Bajpai CE BXE746 - active, CLSA Limited Laurence Balanco CE APG273 - active, CLSA Limited Basudeb Banerjee CE BVS707 - active, CLSA Limited Justin Stephen Barratt CE BUC161 - active, CLSA Limited Richard John Barwick CE ART684 - active, CLSA Limited Nicholas James Basile CE BTR549 - active, CLSA Limited Ankit Bidani CE BWS842 - active, CLSA Limited Leonard Yuta Bouhet CE BWB191 - ceased Harry Edward Buckeridge CE BVI899 - active, CLSA Limited Hanyi Cai CE BTP368 - active, CLSA Limited Qichen Cai CE BWC052 - active, CLSA Limited Suveer Chainani CE BHV136 - active, CLSA Limited Chung Hei Chan CE BRR388 - active, CLSA Limited Doris Chan CE BUC284 - active, CLSA Limited Edwin Ka Chun Chan CE BGB734 - active, CLSA Limited Eric Chang CE AOZ110 - active, CLSA Limited Naphat Chantaraserekul CE BTV677 - active, CLSA Limited Deepti Chaturvedi CE ARP391 - active, CLSA Limited Aruchaporn Chavanothai CE BVI079 - active, CLSA Limited Cong Chen CE ASZ589 - active, CLSA Limited Guilong Chen CE BWS969 - active, CLSA Limited Junyun Chen CE BQD164 - active, CLSA Limited Lingxin (SFC:BUD714) Chen CE BUD714 - active, CLSA Limited Xiaodan Chen CE BNN434 - active, CLSA Limited Yali Chen CE BNE463 - ceased Zhu Chen CE BLO224 - active, CLSA Limited Zhuo (SFC:BTO961) Chen CE BTO961 - active, CLSA Limited Guo Cheng CE BRM310 - active, CLSA Limited Xiaozhou Cheng CE BWF489 - active, CLSA Limited Yin Cheng CE BXN260 - active, CLSA Limited Ziying Cheng CE BUS927 - active, CLSA Limited Russell Edward Chin CE BUC275 - active, CLSA Limited Sze Lai Chiu CE AFT124 - active, CLSA Limited Loke Hung Choong CE BOC437 - active, CLSA Limited Cheuk Wang Chow CE BQU684 - active, Allianz Global Investors Asia Pacific Limited Ruby Margaret Lao Chua CE AVA611 - active, CLSA Limited Siu Li Chua CE BVH824 - active, CLSA Limited Yong Ho Chung CE AQI680 - active, CLSA Limited Bruce Carleton Clayton CE BUC282 - active, CLSA Limited Chalinee Congmuang CE BWU712 - active, CLSA Limited Minhui Cui CE BQU944 - active, CLSA Limited Maria Martha Araullo de Dios CE APA364 - active, CLSA Limited Jay Loren Defibaugh CE BBT996 - active, CLSA Limited Massimiliano Del Papa CE ANA972 - active, CLSA Limited Siyuan Ding CE BWI073 - active, CLSA Limited Boyuan Dong CE BTO673 - active, CLSA Limited Wei (SFC:BSG242) Dong CE BSG242 - active, CLSA Limited James Anthony Stephen Druce CE BGE144 - active, CLSA Limited Yifan Du CE BSM099 - active, CLSA Limited Alan Damian Dwerryhouse CE ARP686 - active, CLSA Limited Alfred Olmedo Dy CE APA371 - active, CLSA Limited Karen Jane Eng CE ALB111 - active, CLSA Limited Piran Tehmton Engineer CE BUC037 - active, CLSA Limited Chongguang Feng CE BOD615 - active, CLSA Limited Ruilin Feng CE BTY475 - active, CLSA Limited Xiao Feng CE BRJ137 - active, CLSA Limited Madeleine Anne Fremont-Smith CE BWT705 - active, CLSA Limited Michael Frost CE AHQ485 - active, CLSA Limited Haojue Gao CE BUC276 - active, CLSA Limited Xiner Gao CE BLU942 - active, CLSA Limited Amit Garg CE AVV363 - active, CLSA Limited Guy Miles David Green CE ACI383 - active, CLSA Limited Jan Derrick Salas Guarin CE BUX035 - active, CLSA Limited Keyu Guo CE BVS072 - active, CLSA Limited Yun Guo CE BSQ190 - active, CLSA Limited Rohit Gupta CE BUB862 - active, CLSA Limited Ziyi Han CE BUS513 - active, CLSA Limited Yixiao He CE BVN892 - active, CLSA Limited Edmund Anthony Biddulph Henning CE ASY194 - active, CLSA Limited Xueliang Hong CE BRQ929 - active, CLSA Limited Yue Hong CE BST009 - active, CLSA Limited Maxwell Ayers Hopkins CE BPJ853 - active, CLSA Limited Jiajun Hu CE BTU157 - active, CLSA Limited Juewei Hu CE BLM907 - active, CLSA Limited Shimin Hu CE BUO381 - active, CLSA Limited Yeqianwen Hu CE BQD364 - active, CLSA Limited Pengwei Hua CE BNW178 - active, CLSA Limited Cunchen Huang CE BHQ218 - active, CLSA Limited Jinchuan Huang CE BXS007 - active, CLSA Limited Yuanxi Huang CE BRG678 - active, CLSA Limited Shangxian Huo CE BWV754 - active, CLSA Limited Sonal Jain CE ARQ497 - active, CLSA Limited Sumeet Jain CE BVH697 - active, CLSA Limited Vikash Kumar Jain CE AZW299 - active, CLSA Limited Ming Ji CE BCD281 - active, CLSA Limited Xudong Jiang CE BTO559 - active, CLSA Limited Xin Jin CE BXE948 - active, CLSA Limited Devendra Joshi CE BTK777 - active, CLSA Limited Tage Maximilian David Kaernfelt CE BRV017 - active, CLSA Limited Takeo Kamai CE BBA272 - active, CLSA Limited Daniel Kang CE BIF088 - active, CLSA Limited Arun Kapoor CE BVW805 - active, CLSA Limited Jun Kato CE BIG275 - active, CLSA Limited Junyu Ke CE BWS843 - active, CLSA Limited Mai Ke CE BRR289 - active, CLSA Limited Chen Kang Khoo CE BSB893 - active, CLSA Limited Zhen Ye Khoo CE BVI890 - active, CLSA Limited Jeffrey Ming Jie Kiang CE BFV206 - active, CLSA Limited Dongseok Kim CE BXQ817 - ceased Hyon-Seok Kim CE BUC019 - active, CLSA Limited Jongmin Kim CE AUZ227 - active, CLSA Limited Warren Ho-Joong Kim CE AVY508 - active, CLSA Limited Samir Kogar CE AUT095 - active, CLSA Limited Varatch Kongkalai CE ARE770 - active, CLSA Limited Sean Michael la Faber CE BOJ285 - active, CLSA Limited Norman Lai CE AQC205 - active, CLSA Limited Tsz Tong Lai CE BVH679 - active, CLSA Limited Kunal Bhikaji Lakhan CE BUB078 - active, CLSA Limited Kwun Fung Ronald Lau CE BUL256 - active, CLSA Limited Karmen Law CE BVC694 - active, CLSA Limited Beom Jun Lee CE AVV713 - active, CLSA Limited Brian Walter Lee CE BTE963 - active, CLSA Limited Joon Ho Lee CE BWV989 - active, CLSA Limited Yuna Lee CE AVV760 - active, CLSA Limited Juncheng Lei CE BTP310 - active, CLSA Limited Sarina Lesmina CE AOU971 - active, CLSA Limited Heung Yik Leung CE AIH476 - active, CLSA Limited Yvonne Tsang Yin Leung CE BJG375 - active, CLSA Limited Chong Li CE BTP312 - active, CLSA Limited Jiaming Li CE BUS928 - active, CLSA Limited Lei (SFC:BTU199) Li CE BTU199 - active, CLSA Limited Peiwen Li CE BVN969 - active, CLSA Limited Rui (SFC:BSM379) Li CE BSM379 - active, CLSA Limited Shihao Li CE BUQ793 - active, CLSA Limited Wentao Li CE BWQ985 - active, CLSA Limited Xiang (SFC:BDP861) Li CE BDP861 - active, CLSA Limited Xin (SFC:BWO950) Li CE BWO950 - ceased Xin (SFC:ASZ582) Li CE ASZ582 - active, CLSA Limited Xu (SFC:BVW734) Li CE BVW734 - active, CLSA Limited Yizhen Li CE BWO776 - active, CLSA Limited Yuting Li CE BUT057 - active, CLSA Limited Zhipeng Li CE BSI583 - active, CLSA Limited Zijun Li CE BQX069 - active, CLSA Limited Kaifeng Liang CE BXS945 - active, CLSA Limited Yuan Liao CE BRQ469 - active, CLSA Limited Ching San Liew CE BPN141 - active, CLSA Limited Jingjing Lin CE BUB858 - active, CLSA Limited Mujin Lin CE BXF923 - active, CLSA Limited Nan Lin CE BVW078 - active, CLSA Limited Yichao Lin CE BXP399 - active, CLSA Limited Zhenhang Lin CE BWQ983 - active, CLSA Limited Chuntong Liu CE BRD922 - active, CLSA Limited Dan (SFC:BEW361) Liu CE BEW361 - active, CLSA Limited Donghang Liu CE BVX309 - active, CLSA Limited Jialin Liu CE BXE940 - active, CLSA Limited Jiaxi Liu CE BVT781 - active, CLSA Limited Jindong Liu CE BTJ784 - active, CLSA Limited Jinglin Liu CE BUZ388 - active, CLSA Limited Jiwei Liu CE BXC448 - active, CLSA Limited Marcus Chun Hao Liu CE AVY718 - active, CLSA Limited Pengdi Liu CE BWM004 - active, CLSA Limited Siyang (SFC:BRW616) Liu CE BRW616 - active, CLSA Limited Xu (SFC:BVG177) Liu CE BVG177 - active, CLSA Limited Yifei Liu CE BVI877 - active, CLSA Limited Yuxin Long CE BXC285 - active, CLSA Limited Horng Han Low CE BDO747 - active, CLSA Limited Baizhen Lu CE BXE158 - active, CLSA Limited Hao Lu CE BRB543 - active, CLSA Limited Hong Lu CE BRG514 - active, CLSA Limited Quanzeng Lu CE BUR162 - active, CLSA Limited Sheng Lu CE BWZ824 - active, CLSA Limited Jinying Luo CE BVC097 - active, CLSA Limited Yang Luo CE BHD481 - active, CLSA Limited Yin Luo CE BTB235 - active, CLSA Limited Jinhong Lyu CE BTP258 - active, CLSA Limited Liwei Ma CE BCD198 - active, CLSA Limited Qingliu Ma CE BUT417 - active, CLSA Limited Xigaowa Ma CE BUQ042 - active, CLSA Limited Zijian Ma CE BUT060 - active, CLSA Limited Shante Sassoon Manoukian CE AXQ228 - active, CLSA Limited Jonathan Steven Mardjuki CE BOF045 - active, CLSA Limited Toshihide Matsumoto CE BCE782 - active, CLSA Limited Oliver James Gray Matthew CE ARO877 - active, CLSA Limited James David McIntosh CE BOF474 - active, CLSA Limited Saurabh Dilip Mehrotra CE BXC524 - active, CLSA Limited Viraf Dinshaw Mehta CE AVU840 - active, CLSA Limited Hartly Mignon CE AQH432 - active, CLSA Limited Jai Mimani CE BWS691 - active, CLSA Limited Masahiro Mochizuki CE AUW524 - active, CLSA Limited Baden James Moore CE AVX128 - active, CLSA Limited Mahir Murtaza CE BUC321 - active, CLSA Limited Nigel Peter Muston CE AQU888 - active, CLSA Limited Kai Muto CE BVC461 - active, CLSA Limited Thivakaran Nagaratnam CE BUS663 - active, CLSA Limited Cheuk Yin Ng CE BWH316 - active, CLSA Limited Chung Kwong Ng CE AOD605 - active, CLSA Limited Lance Noble CE BPX521 - active, CLSA Limited Hideo Noda CE BJT840 - active, CLSA Limited Daniel Thian Liong Oen CE ATS911 - active, CLSA Limited Amos Timothy Bosch Ong CE BUY564 - active, CLSA Limited Polly So Po Ong CE ABH437 - active, CLSA Limited Yilong Ouyang CE BTB853 - ceased Matthew James Overy CE BQT316 - active, CLSA Limited Andrew David Matthew Paine CE BRI103 - active, CLSA Limited Ruchen Pan CE BUI845 - active, CLSA Limited Bharat Nalinkant Parekh CE BAR454 - active, CLSA Limited Divyesh Dineshchandra Patel CE AQW179 - active, CLSA Limited Morten Paulsen CE AXW972 - active, CLSA Limited Jiale Peng CE BQD525 - active, CLSA Limited Leena Phaerakkakit CE BVH865 - active, CLSA Limited Paul Erik Presler CE ARP675 - active, CLSA Limited Xiaoliang Qi CE AXZ553 - active, CLSA Limited Wenzuo Qiao CE BWO536 - active, CLSA Limited Chuyuan Qin CE BRP415 - active, CLSA Limited