Alexander Toby Oldfield
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Toby Oldfield, CE reference ARQ375. Currently licensed at 1 firm(s): CLSA Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-05 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-27 | 2022-10-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-03 | 2018-10-08 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-18 | 2010-05-31 |