Brian Walter Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Walter Lee, a licensed Representative with CE reference BTE963. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-19 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-23 | 2022-11-25 |