Gaojian Yan
严高剑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaojian Yan (严高剑), a licensed Responsible Officer with CE reference AVV553. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 - Advising on securities. This person has 5.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 - Advising on securities | 2025-08-13 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-01-13 | 2025-08-13 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-15 | 2014-03-13 |