Dan Liu
劉丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Liu (劉丹), a licensed Representative with CE reference BEW361. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 11.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-28 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-26 | 2024-11-29 |