Nicholas James Basile
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Basile, CE reference BTR549. Currently licensed at 1 firm(s): CLSA Limited. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-21 | present |