Nicholas James Basile
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Basile, a licensed Representative with CE reference BTR549. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 - Advising on securities. This person has 3.4 years of SFC licence history. Total licence records on file: 1.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-21 | present |