Nicholas James Basile
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Basile, a licensed former licensee with CE reference BTR549. This person has 3.4 years of SFC licence history. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-21 | 2026-09-25 |