James Anthony Stephen Druce
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Anthony Stephen Druce, a licensed Representative with CE reference BGE144. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-17 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-09-12 | 2017-09-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-06-05 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-09-17 | 2015-09-26 |