Cong Chen
陳聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cong Chen (陳聰), a licensed Representative with CE reference ASZ589. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-09 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-04 | 2020-11-18 |