Warren Ho-Joong Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Ho-Joong Kim, a licensed Representative with CE reference AVY508. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-05 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-24 | 2015-03-10 |