James David McIntosh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James David McIntosh, a licensed Representative with CE reference BOF474. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-07 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-09 | 2023-02-10 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-29 | 2019-04-05 |