Richard John Barwick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard John Barwick, a licensed Representative with CE reference ART684. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 - Advising on securities. This person has 8.9 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-24 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-30 | 2010-03-15 |