Yuxin Han
韓禹歆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuxin Han (韓禹歆), a licensed Responsible Officer with CE reference BRD962. Currently licensed at 2 firm(s): CITIC Securities Brokerage (HK) Limited, CLSA Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-02 | present |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-01-10 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-25 | 2024-01-10 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-03 | 2022-07-06 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-03 | 2022-07-06 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-03 | 2021-07-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-03 | 2022-07-06 |