Ding Luo
羅鼎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ding Luo (羅鼎), CE reference BFS676. Currently licensed at 1 firm(s): CLSA Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 4 — Advising on securities | 2021-03-05 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-26 | 2021-03-05 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-06 | 2020-05-25 |