Yang Luo
羅揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Luo (羅揚), a licensed Representative with CE reference BHD481. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-06 | present |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-27 | 2021-11-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-11-04 | 2020-10-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-25 | 2019-09-24 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-11 | 2019-01-26 |