Baden James Moore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baden James Moore, a licensed Representative with CE reference AVX128. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-22 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-15 | 2012-01-17 |