Chun Pong Nip
聶振邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Pong Nip (聶振邦), CE reference AIG199. Currently licensed at 1 firm(s): Solo Securities Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solo Securities Limited 高歌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-07 | present |
| Solo Securities Limited 高歌證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-07 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-15 | 2023-01-12 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-31 | 2020-07-13 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-18 | 2005-07-28 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-31 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-21 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-21 |