Allan Shaw
蕭海洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allan Shaw (蕭海洋), CE reference AGI956. Currently licensed at 2 firm(s): Solo Futures Limited, Solo Securities Limited. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solo Futures Limited 高歌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-02-07 | present |
| Solo Securities Limited 高歌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-20 | present |
| Hong Kong Main Fund Securities Limited 香港萬峰證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-24 | 2024-07-31 |
| Zhongpu International Futures Co., Limited 中浦國際期貨有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-16 | 2022-07-28 |
| Zhongpu International Futures Co., Limited 中浦國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-05-23 | 2022-07-28 |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-08-31 | 2018-02-02 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-05-12 | 2015-08-05 |
| HGNH International Forex Co., Limited 橫華國際外滙有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2014-04-04 | 2015-08-05 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-07 | 2015-08-05 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-19 | 2014-05-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2013-02-21 | 2013-07-04 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-06 | 2013-07-04 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-06 | 2013-07-04 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-08-06 | 2013-02-21 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-03 | 2009-07-18 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-02-03 | 2009-07-18 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-04 | 2009-07-18 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-04-04 | 2009-07-18 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-25 | 2005-01-05 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-06-25 | 2005-01-05 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-18 | 2004-06-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-04-14 | 2004-06-02 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2004-04-13 |