Guotai Wu
吴国泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guotai Wu (吴国泰), CE reference BTP581. Currently licensed at 1 firm(s): Sinolink Securities (Hong Kong) Company Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-09-17 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-25 | 2025-08-15 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-25 | 2025-08-15 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-04-25 | 2025-08-15 |