Lawerance Lap Wai Ko
高立緯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawerance Lap Wai Ko (高立緯), CE reference ACL025. Currently licensed at 1 firm(s): SoFi Securities (Hong Kong) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-03-16 | present |
| SoFi Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-03-16 | present |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-19 | 2021-03-07 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-19 | 2004-10-29 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-19 | 2004-11-22 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-19 | 2004-10-29 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2021-03-07 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-04-28 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-28 |