Ka Yiu Tam
譚家耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yiu Tam (譚家耀), CE reference BHO166. Currently licensed at 1 firm(s): Sky Wealth Asset Management Company Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-26 | present |
| Sky Wealth Asset Management Company Limited 天富資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-01-26 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-25 | 2023-12-30 |
| Chief Great China Assets Management Limited 致富大中華資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-25 | 2023-12-30 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | 2022-10-25 | 2023-12-30 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-02 | 2016-07-25 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-02 | 2016-07-25 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-06-02 | 2016-07-25 |