Robert John Richard Owen

CE No. ABQ936 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert John Richard Owen, CE reference ABQ936. Currently licensed at 1 firm(s): Softech Investment Management Company Limited. Total licence records on file: 15.

Licence history

FirmRoleRegulated activityFromTo
Softech Investment Management Company Limited
軟庫亞科網投資管理有限公司
RO Type 4 — Advising on securities 2013-07-16 present
Softech Investment Management Company Limited
軟庫亞科網投資管理有限公司
RO Type 9 — Asset management 2013-07-16 present
CAM Wealth Management Company Limited
建富財富管理有限公司
RO Type 4 — Advising on securities 2013-07-16 2015-09-15
CAM Wealth Management Company Limited
建富財富管理有限公司
RO Type 9 — Asset management 2013-07-16 2015-09-15
Stanhill (Hong Kong) Limited
高誠集團(香港)有限公司
RO Type 1 — Dealing in securities present 2004-12-29
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 1 — Dealing in securities present 2004-07-15
CAM Wealth Management Company Limited
建富財富管理有限公司
RO Type 4 — Advising on securities present 2004-12-29
Stanhill (Hong Kong) Limited
高誠集團(香港)有限公司
RO Type 4 — Advising on securities present 2004-12-29
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 4 — Advising on securities present 2004-07-15
Stanhill (Hong Kong) Limited
高誠集團(香港)有限公司
RO Type 6 — Advising on corporate finance present 2005-10-25
CAM Wealth Management Company Limited
建富財富管理有限公司
RO Type 6 — Advising on corporate finance present 2004-09-07
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 6 — Advising on corporate finance present 2004-07-15
CAM Wealth Management Company Limited
建富財富管理有限公司
RO Type 9 — Asset management present 2004-12-29
Stanhill (Hong Kong) Limited
高誠集團(香港)有限公司
RO Type 9 — Asset management present 2004-09-07
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 9 — Asset management present 2004-07-15

Related