Tsz Huen Ng
吳梓烜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Huen Ng (吳梓烜), CE reference BMW911. Currently licensed at 1 firm(s): Sinomax Securities Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-25 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-25 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 9 — Asset management | 2020-02-25 | present |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-04 | 2019-10-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | 2019-09-04 | 2019-10-21 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-24 | 2019-10-21 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-28 | 2019-10-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-14 | 2019-10-21 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-14 | 2019-10-21 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-08 | 2018-11-01 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-08 | 2018-11-01 |