Tsz Huen Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Huen Ng (吳梓烜), a licensed Representative with CE reference BMW911. Currently licensed at 1 firm(s): Sinomax Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-25 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-25 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 9 - Asset management | 2020-02-25 | present |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-04 | 2019-10-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | 2019-09-04 | 2019-10-21 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-24 | 2019-10-21 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 - Asset management | 2018-12-28 | 2019-10-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-14 | 2019-10-21 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-14 | 2019-10-21 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-08 | 2018-11-01 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-08 | 2018-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Huen Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.