Vincent Kim Ming Chan
陳劍明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Kim Ming Chan (陳劍明), CE reference ABI373. Currently licensed at 2 firm(s): Solo Securities Limited, Solo Futures Limited. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solo Securities Limited 高歌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-09 | present |
| Solo Futures Limited 高歌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-06-09 | present |
| Magic Compass Securities Limited 摩石證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-12 | 2021-06-30 |
| Solo Securities Limited 高歌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-17 | 2021-02-26 |
| Solo Futures Limited 高歌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-17 | 2021-02-26 |
| AUS Financial Group (Hong Kong) Limited | RO | Type 3 — Leveraged foreign exchange trading | 2018-11-28 | 2020-10-31 |
| AUS Financial Group (Hong Kong) Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2018-07-04 | 2018-11-28 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-18 | 2018-03-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-18 | 2018-03-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-10-18 | 2018-03-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-10 | 2018-03-31 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-10 | 2018-03-31 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-01-10 | 2018-03-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-25 | 2016-12-16 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-25 | 2016-12-16 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-01-25 | 2016-12-16 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-01 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-01-01 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2005-01-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-24 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-11-24 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-24 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-11-24 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-11-24 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-24 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-24 |