Tiffany Chung Hei Yau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tiffany Chung Hei Yau (邱仲希), a licensed Representative with CE reference BNL466. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 8.0 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-03 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-08-03 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-08-03 | present |
| SoFi Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-10-08 | 2026-06-07 |
| SoFi Securities (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-10-08 | 2026-06-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tiffany Chung Hei Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.