Lisa Siu Fun Chow
周少芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Siu Fun Chow (周少芬), a licensed Representative with CE reference AAD016. Currently licensed at 1 firm(s): Sinolink Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-13 | present |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2022-08-31 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-12-14 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lisa Siu Fun Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.