Lisa Siu Fun Chow
周少芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Siu Fun Chow (周少芬), CE reference AAD016. Currently licensed at 1 firm(s): Sinolink Securities (Hong Kong) Company Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-13 | present |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2022-08-31 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-02 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-12-14 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-02 |