Suk Ling Sze
施淑玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Ling Sze (施淑玲), CE reference ABM454. Currently licensed at 1 firm(s): Sinomax Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-05 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-30 | 2021-07-05 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-19 | 2016-05-30 |
| China Pacific Securities Limited 中華太平洋證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-04-30 |
| China Pacific Securities Limited 中華太平洋證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-15 |
| China Pacific Securities Limited 中華太平洋證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-15 |
| China Pacific Securities Limited 中華太平洋證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-15 |