Chi Sik Wu
胡智晰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Sik Wu (胡智晰), a licensed former licensee with CE reference BKI637. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-23 | 2021-10-22 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-23 | 2021-10-22 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 — Asset management | 2021-09-23 | 2021-10-22 |