Rick Kaiwui Chow
周啟匯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rick Kaiwui Chow (周啟匯), CE reference BCO960. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-24 | 2023-09-30 |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2019-01-25 | 2023-09-30 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-31 | 2016-01-31 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 — Asset management | 2015-08-31 | 2016-01-31 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-15 | 2015-07-22 |
| Apices Advisory Limited 臻峯投資咨詢有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-30 | 2014-04-04 |