Guo Li
李果
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guo Li (李果), a licensed former licensee with CE reference BMU801. This person has 1.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-31 | 2024-02-26 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-31 | 2024-02-26 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-08-31 | 2024-02-26 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-30 | 2018-12-17 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-30 | 2018-12-17 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 - Asset management | 2018-07-30 | 2018-12-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Guo Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.