Nicholas William McDonald
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas William McDonald ( ), a licensed former licensee with CE reference BBZ140. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bowman and Fitzhugh Asset Management Limited | RO | Type 9 — Asset management | 2018-06-26 | 2023-03-31 |
| SFG Fund Limited |
RO | Type 9 — Asset management | 2017-01-05 | 2018-05-18 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-18 | 2016-11-04 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 4 — Advising on securities | 2016-03-18 | 2016-11-04 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-02-12 | 2016-02-01 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 — Advising on securities | 2015-02-12 | 2016-02-01 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 9 — Asset management | 2015-02-12 | 2016-02-01 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-30 | 2013-12-17 |