Nicholas William McDonald
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas William McDonald, a licensed former licensee with CE reference BBZ140. This person has 7.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bowman and Fitzhugh Asset Management Limited | RO | Type 9 - Asset management | 2018-06-26 | 2023-03-31 |
| SFG Fund Limited | RO | Type 9 - Asset management | 2017-01-05 | 2018-05-18 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-18 | 2016-11-04 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 4 - Advising on securities | 2016-03-18 | 2016-11-04 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-02-12 | 2016-02-01 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 - Advising on securities | 2015-02-12 | 2016-02-01 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 9 - Asset management | 2015-02-12 | 2016-02-01 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-30 | 2013-12-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas William McDonald during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.