Wei-Kuo Yeh
葉為國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei-Kuo Yeh (葉為國), a licensed former licensee with CE reference ALQ531. This person has 13.4 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-13 | 2019-05-17 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 - Advising on securities | 2017-06-13 | 2019-05-17 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-21 | 2017-06-13 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-21 | 2017-06-13 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-09 | 2017-03-31 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-10-09 | 2017-03-31 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-08 | 2015-09-25 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-06-08 | 2015-09-25 |
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-18 | 2015-04-30 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 4 - Advising on securities | 2013-08-29 | 2014-08-14 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-04-17 | 2014-08-14 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
RO | Type 4 - Advising on securities | 2010-06-11 | 2013-03-05 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 1 - Dealing in securities | 2009-02-20 | 2010-05-03 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 4 - Advising on securities | 2009-02-20 | 2010-05-03 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-05-16 | 2006-11-16 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-15 | 2008-10-31 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-03-15 | 2008-10-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wei-Kuo Yeh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.