Ying Wo Ho
何應和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Wo Ho (何應和), a licensed former licensee with CE reference BDL567. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-19 | 2021-02-02 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-19 | 2021-02-02 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-21 | 2014-09-05 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-21 | 2014-09-05 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-21 | 2014-09-05 |