Shih-Jen Cheng
鄭世仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shih-Jen Cheng (鄭世仁), a licensed former licensee with CE reference AMQ717. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-04 | 2013-08-12 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 — Advising on securities | 2013-06-04 | 2013-08-12 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2010-11-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-01 | 2010-11-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-01 | 2010-11-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-11-01 | 2010-11-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-01 | 2010-10-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-01 | 2010-10-31 |