Inez Yan Chow
周茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Inez Yan Chow (周茵), a licensed former licensee with CE reference ADX379. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-09 | 2023-06-26 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-09 | 2023-06-26 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2023-06-09 | 2023-06-26 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-28 | 2023-06-09 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 4 — Advising on securities | 2021-01-28 | 2023-06-09 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 9 — Asset management | 2021-01-28 | 2023-06-09 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-21 | 2021-01-28 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2020-12-21 | 2021-01-28 |
| Boman Capital (Hong Kong) Limited 博滿資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-03-05 | 2020-10-11 |
| Boman Capital (Hong Kong) Limited 博滿資本(香港)有限公司 |
RO | Type 9 — Asset management | 2015-03-05 | 2020-10-11 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 9 — Asset management | 2014-02-25 | 2015-02-06 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 — Advising on securities | 2013-10-10 | 2015-02-06 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-30 | 2010-07-01 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2010-07-01 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-13 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2010-07-01 |