Daniel I Kwei Wu
吳一揆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel I Kwei Wu (吳一揆), a licensed former licensee with CE reference ABU360. This person has 17.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-03-13 | 2022-08-01 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2006-03-13 | 2022-08-01 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-03-13 | 2022-08-01 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 9 - Asset management | 2006-03-13 | 2022-08-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2005-05-30 | 2005-10-07 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 - Advising on securities | 2005-05-30 | 2005-10-07 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-05-30 | 2005-10-07 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-25 | 2005-05-30 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-10-25 | 2005-05-30 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-30 | 2005-05-30 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 9 - Asset management | 2004-08-30 | 2005-03-18 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-01-14 | 2004-03-15 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 9 - Asset management | 2004-01-14 | 2004-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel I Kwei Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tung Yuan Hsu | CTBC Asia Limited | 2004–2022 |
| Shi Chung Chou | CTBC Asia Limited | 2004–2022 |
| Flora Chi Shan Mak | CTBC Asia Limited | 2007–2022 |
| Ka Keung Nam | CTBC Asia Limited | 2004–2016 |
| Ying Chi Yiu | CTBC Asia Limited | 2006–2021 |
| Dickson Yik Sang Chu | CTBC Asia Limited | 2004–2013 |
| Siu Wan Liu | CTBC Asia Limited | 2009–2019 |
| Teresa Hin Yi Lam | CTBC Asia Limited | 2009–2019 |
| Philip Chung Ho Lo | CTBC Asia Limited | 2005–2011 |
| Wei-Chih Cheng | CTBC Asia Limited | 2016–2022 |
| Hon-Jieh Chen | CTBC Asia Limited | 2009–2016 |
| Chien-Hsiu Hu | CTBC Asia Limited | 2009–2016 |
| Ya-Ching Chen | CTBC Asia Limited | 2006–2013 |
| Matthew Shu Shun Yip | CTBC Asia Limited | 2017–2022 |
| Ying Ming Gau | CTBC Asia Limited | 2011–2016 |
| Pak Fai Tsui | CTBC Asia Limited | 2007–2013 |
| Chun-Hsien Yen | CTBC Asia Limited | 2018–2022 |
| Hsiao-Chun Luo | CTBC Asia Limited | 2007–2012 |
| Melody Yee Man Au | CTBC Asia Limited | 2012–2018 |
| Hin Yeung | CTBC Asia Limited | 2012–2018 |