Tsung Nan Tsai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsung Nan Tsai (蔡宗男), a licensed Representative with CE reference BBO883. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 7.4 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-21 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-21 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-03 | 2019-02-20 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-08 | 2017-12-31 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-08 | 2017-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsung Nan Tsai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tung Yuan Hsu | CTBC Asia Limited | 2013–2017 |
| Teresa Hin Yi Lam | CTBC Asia Limited | 2013–2017 |
| Siu Wan Liu | CTBC Asia Limited | 2013–2017 |
| Flora Chi Shan Mak | CTBC Asia Limited | 2013–2017 |
| Hon-Jieh Chen | CTBC Asia Limited | 2013–2016 |
| Ying Ming Gau | CTBC Asia Limited | 2013–2016 |
| Melody Yee Man Au | CTBC Asia Limited | 2013–2017 |
| Hsiao Yun Lee | CTBC Asia Limited | 2013–2017 |
| Daniel I Kwei Wu | CTBC Asia Limited | 2013–2017 |
| Hin Yeung | CTBC Asia Limited | 2013–2017 |
| Chien-Hsiu Hu | CTBC Asia Limited | 2013–2016 |
| Shi Chung Chou | CTBC Asia Limited | 2013–2017 |
| Ka Keung Nam | CTBC Asia Limited | 2013–2016 |
| Ching Yin Ng | CTBC Asia Limited | 2015–2017 |
| Chai Yan Kwok | CTBC Asia Limited | 2015–2017 |
| Ying Chi Yiu | CTBC Asia Limited | 2013–2017 |
| Wei-Chih Cheng | CTBC Asia Limited | 2016–2017 |
| Kelly Han | CTBC Asia Limited | 2015–2017 |
| Cookie Wai Hing Chan | CTBC Asia Limited | 2013–2015 |
| Yee Tak Lee | CTBC Asia Limited | 2014–2015 |