Simon Ng
伍世榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Ng (伍世榮), a licensed former licensee with CE reference AFU692. This person has 18.4 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hooray Securities Limited 好盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-03-25 | 2023-03-31 |
| Hooray Capital Limited 好盈融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-07-20 | 2023-03-31 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-03-27 | 2009-09-30 |
| Golden Jade Capital Limited 金瑜融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-03-27 | 2009-09-30 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-12 | 2009-03-27 |
| Golden Jade Capital Limited 金瑜融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-02-12 | 2009-03-27 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-10-09 | 2008-10-31 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-07-24 | 2008-10-31 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-03 | 2007-07-24 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-06-05 | 2007-06-11 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-06-05 | 2007-03-31 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-06-05 | 2007-06-11 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-07 | 2006-06-05 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-07 | 2006-06-05 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-04-07 | 2006-06-05 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-08-19 | 2005-12-06 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-05-18 | 2005-12-06 |
| Hooray Capital Limited 好盈融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.