Simon Ng
伍世榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Ng (伍世榮), a licensed former licensee with CE reference AFU692. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hooray Securities Limited 好盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-25 | 2023-03-31 |
| Hooray Capital Limited 好盈融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-07-20 | 2023-03-31 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-27 | 2009-09-30 |
| Golden Jade Capital Limited 金瑜融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-03-27 | 2009-09-30 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-12 | 2009-03-27 |
| Golden Jade Capital Limited 金瑜融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-02-12 | 2009-03-27 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-10-09 | 2008-10-31 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-24 | 2008-10-31 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-03 | 2007-07-24 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-06-05 | 2007-06-11 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-06-05 | 2007-03-31 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-06-05 | 2007-06-11 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-07 | 2006-06-05 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-07 | 2006-06-05 |
| Fubon Capital (HK) Limited 富邦融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-07 | 2006-06-05 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-08-19 | 2005-12-06 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-05-18 | 2005-12-06 |
| Hooray Capital Limited 好盈融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-04-14 |