Lai Wo Nip
聶禮和
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Wo Nip (聶禮和), a licensed former licensee with CE reference ACT726. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspen Hill Partners (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2008-08-08 | 2010-04-01 |
| Aspen Hill Partners (Hong Kong) Limited |
RO | Type 9 — Asset management | 2008-08-08 | 2010-04-01 |
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 |
RO | Type 4 — Advising on securities | 2004-09-22 | 2008-08-06 |
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 |
RO | Type 9 — Asset management | 2004-09-22 | 2008-08-06 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-01-14 | 2004-03-15 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 9 — Asset management | 2004-01-14 | 2004-03-15 |