Claris Wai Ping Fan
樊惠萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claris Wai Ping Fan (樊惠萍), a licensed former licensee with CE reference AOX016. This person has 5.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-19 | 2017-06-25 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-19 | 2016-02-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-28 | 2011-06-12 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-28 | 2011-04-01 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-10-12 | 2009-11-02 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-15 | 2009-11-02 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-30 | 2009-09-07 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-08 | 2007-07-03 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-08 | 2007-07-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Claris Wai Ping Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.