Yu Shen Fan
范育慎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Shen Fan (范育慎), a licensed former licensee with CE reference BOP727. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2020-06-10 | 2020-09-14 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-14 | 2020-09-14 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-14 | 2020-09-14 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-16 | 2019-09-30 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-16 | 2019-09-30 |