Huey-Ming Wu
吳慧明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huey-Ming Wu (吳慧明), CE reference ALW118. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-04 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-24 | 2019-04-04 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-06-16 | 2008-05-10 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-06-16 | 2008-05-10 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-16 | 2006-06-16 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-25 | 2005-11-15 |