Huey-Ming Wu
吳慧明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huey-Ming Wu (吳慧明), a licensed Responsible Officer with CE reference ALW118. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 13.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-04 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-24 | 2019-04-04 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-06-16 | 2008-05-10 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2006-06-16 | 2008-05-10 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-02-16 | 2006-06-16 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-25 | 2005-11-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Huey-Ming Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tung Yuan Hsu | CTBC Asia Limited | 2006–2008 |
| Ya Tzu Liao | CTBC Asia Limited | 2006–2008 |
| Ya-Ching Chen | CTBC Asia Limited | 2006–2008 |
| Ka Keung Nam | CTBC Asia Limited | 2006–2008 |
| Dickson Yik Sang Chu | CTBC Asia Limited | 2006–2008 |
| Philip Chung Ho Lo | CTBC Asia Limited | 2006–2008 |
| Daniel I Kwei Wu | CTBC Asia Limited | 2006–2008 |
| Shi Chung Chou | CTBC Asia Limited | 2006–2008 |
| Ching I Lin | CTBC Asia Limited | 2006–2008 |
| Nai-Wen Chang | CTBC Asia Limited | 2006–2008 |
| Fang-Chih Hsu | CTBC Asia Limited | 2006–2008 |
| Flora Chi Shan Mak | CTBC Asia Limited | 2007–2008 |
| Chien Chih Chen | CTBC Asia Limited | 2006–2007 |
| Ching-Yuan Tseng | CTBC Asia Limited | 2007–2008 |
| An Pei Wei | CTBC Asia Limited | 2007–2008 |
| Ho Tung Chung | CTBC Asia Limited | 2006–2008 |
| Man Chit Chien | CTBC Asia Limited | 2007–2008 |
| Miu Ki Yu | CTBC Asia Limited | 2006–2007 |
| Ying Chi Yiu | CTBC Asia Limited | 2006–2008 |
| Ming Lai Wong | CTBC Asia Limited | 2006–2007 |