Ming Cheng Yang
楊明錚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Cheng Yang (楊明錚), a licensed former licensee with CE reference AXJ720. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-24 | 2013-07-17 |
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-24 | 2013-07-17 |
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-05-24 | 2013-07-17 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-14 | 2012-05-12 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-14 | 2012-05-12 |