Siu Wan Liu
廖秀雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wan Liu (廖秀雲), a licensed former licensee with CE reference ATL501. This person has 10.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-17 | 2019-08-17 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-17 | 2019-08-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tung Yuan Hsu | CTBC Asia Limited | 2009–2019 |
| Flora Chi Shan Mak | CTBC Asia Limited | 2009–2019 |
| Teresa Hin Yi Lam | CTBC Asia Limited | 2009–2019 |
| Hon-Jieh Chen | CTBC Asia Limited | 2009–2016 |
| Chien-Hsiu Hu | CTBC Asia Limited | 2009–2016 |
| Daniel I Kwei Wu | CTBC Asia Limited | 2009–2019 |
| Ying Ming Gau | CTBC Asia Limited | 2011–2016 |
| Shi Chung Chou | CTBC Asia Limited | 2009–2019 |
| Ka Keung Nam | CTBC Asia Limited | 2009–2016 |
| Tsung Nan Tsai | CTBC Asia Limited | 2013–2017 |
| Melody Yee Man Au | CTBC Asia Limited | 2012–2018 |
| Hin Yeung | CTBC Asia Limited | 2012–2018 |
| Hsiao Yun Lee | CTBC Asia Limited | 2012–2018 |
| Pak Fai Tsui | CTBC Asia Limited | 2009–2013 |
| Ya-Ching Chen | CTBC Asia Limited | 2009–2013 |
| Ying Chi Yiu | CTBC Asia Limited | 2009–2019 |
| Hsiao-Chun Luo | CTBC Asia Limited | 2009–2012 |
| Wei-Chih Cheng | CTBC Asia Limited | 2016–2019 |
| Dickson Yik Sang Chu | CTBC Asia Limited | 2009–2013 |
| Chai Yan Kwok | CTBC Asia Limited | 2015–2018 |