Ka Keung Nam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Keung Nam (藍嘉強), a licensed Responsible Officer with CE reference ABP669. Currently licensed at 1 firm(s): Grand Profit Financial Company Limited . Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Profit Financial Company Limited 宏豐金融有限公司 |
RO | Type 4 - Advising on securities | 2017-01-06 | present |
| Grand Profit Financial Company Limited 宏豐金融有限公司 |
RO | Type 9 - Asset management | 2017-01-06 | present |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-10-04 | 2016-02-24 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-06-07 | 2016-02-24 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 9 - Asset management | 2004-06-07 | 2016-02-24 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-25 | 2004-06-07 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-05-25 | 2004-06-07 |
| Yicko Securities Limited 益高證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-05-20 |
| Yicko Futures Limited 益高期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-05-20 |
| Yicko Investment Consultants & Management Limited 益高投資顧問管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-05-20 |
| Yicko Investment Consultants & Management Limited 益高投資顧問管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-05-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Keung Nam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.