Chung Mao Hsiao
蕭仲謀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Mao Hsiao (蕭仲謀), a licensed former licensee with CE reference AAV122. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-07-20 | 2006-03-14 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-07-20 | 2006-03-14 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-07-20 | 2006-03-14 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
RO | Type 9 — Asset management | 2005-07-20 | 2006-03-14 |