Ya Tzu Liao
廖雅姿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ya Tzu Liao (廖雅姿), a licensed former licensee with CE reference ALN825. This person has 5.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-15 | 2011-10-21 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-10 | 2008-12-09 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-10 | 2008-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ya Tzu Liao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tung Yuan Hsu | CTBC Asia Limited | 2004–2008 |
| Ka Keung Nam | CTBC Asia Limited | 2004–2008 |
| Dickson Yik Sang Chu | CTBC Asia Limited | 2004–2008 |
| Philip Chung Ho Lo | CTBC Asia Limited | 2005–2008 |
| Daniel I Kwei Wu | CTBC Asia Limited | 2004–2008 |
| Ya-Ching Chen | CTBC Asia Limited | 2006–2008 |
| Huey-Ming Wu | CTBC Asia Limited | 2006–2008 |
| Shi Chung Chou | CTBC Asia Limited | 2004–2008 |
| Ching I Lin | CTBC Asia Limited | 2004–2008 |
| Flora Chi Shan Mak | CTBC Asia Limited | 2007–2008 |
| Nai-Wen Chang | CTBC Asia Limited | 2006–2008 |
| Fang-Chih Hsu | CTBC Asia Limited | 2006–2008 |
| Li Ping Huang | CTBC Asia Limited | 2004–2006 |
| Chien Chih Chen | CTBC Asia Limited | 2004–2007 |
| Ching-Yuan Tseng | CTBC Asia Limited | 2007–2008 |
| Miu Ki Yu | CTBC Asia Limited | 2004–2007 |
| Ho Tung Chung | CTBC Asia Limited | 2005–2008 |
| Bo-Kai Huang | Oppenheimer Investments Asia Limited | 2010–2011 |
| Pak Fai Tsui | CTBC Asia Limited | 2007–2008 |
| Hsiao-Chun Luo | CTBC Asia Limited | 2007–2008 |