Steve Siu Po Chiu
趙小寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Siu Po Chiu (趙小寶), a licensed former licensee with CE reference AAJ831. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-19 | 2025-09-12 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-01 | 2025-09-12 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2023-03-01 | 2025-09-12 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 4 — Advising on securities | 2023-03-01 | 2025-09-12 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2023-03-01 | 2025-09-12 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-19 | 2023-03-01 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-08 | 2022-09-07 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-29 | 2015-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-04-29 | 2013-06-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-26 | 2013-04-29 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-26 | 2013-04-29 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-18 | 2012-11-01 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 4 — Advising on securities | 2011-06-15 | 2012-11-01 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-12 | 2011-06-15 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2011-01-12 | 2012-11-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-29 | 2008-12-08 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 — Dealing in securities | 2007-08-29 | 2008-12-08 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 — Advising on securities | 2007-08-29 | 2008-12-08 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-06 | 2007-08-29 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2006-10-06 | 2007-08-29 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2006-10-06 | 2007-08-29 |