Steve Siu Po Chiu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Siu Po Chiu (趙小寶), a licensed Responsible Officer with CE reference AAJ831. Currently licensed at 1 firm(s): Airwallex Capital Hong Kong Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.4 years of SFC licence history. Total licence records on file: 23.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Airwallex Capital Hong Kong Limited | RO | Type 4 - Advising on securities | 2026-06-30 | present |
| Airwallex Capital Hong Kong Limited | RO | Type 9 - Asset management | 2026-06-30 | present |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2024-07-19 | 2025-09-12 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-01 | 2025-09-12 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2023-03-01 | 2025-09-12 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
RO | Type 4 - Advising on securities | 2023-03-01 | 2025-09-12 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2023-03-01 | 2025-09-12 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-19 | 2023-03-01 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-08 | 2022-09-07 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-04-29 | 2015-10-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-04-29 | 2013-06-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-26 | 2013-04-29 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-26 | 2013-04-29 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2011-07-18 | 2012-11-01 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 4 - Advising on securities | 2011-06-15 | 2012-11-01 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-12 | 2011-06-15 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 - Asset management | 2011-01-12 | 2012-11-01 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-29 | 2008-12-08 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 - Dealing in securities | 2007-08-29 | 2008-12-08 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 - Advising on securities | 2007-08-29 | 2008-12-08 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-06 | 2007-08-29 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2006-10-06 | 2007-08-29 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2006-10-06 | 2007-08-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steve Siu Po Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.