Kenneth Kirk West
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kirk West ( ), a licensed former licensee with CE reference ANJ789. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2021-11-22 | 2024-06-21 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2021-11-22 | 2024-06-21 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-11-28 | 2023-10-25 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2008-11-28 | 2023-10-25 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-04 | 2009-02-02 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-14 | 2007-03-27 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-16 | 2006-05-22 |