Ringo Pak Ming Sinn
冼百明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ringo Pak Ming Sinn (冼百明), a licensed former licensee with CE reference ACC589. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VL Asset Management Limited 以立投資管理有限公司 |
Rep | Type 9 — Asset management | 2015-01-30 | 2021-01-31 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-27 | 2013-06-21 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2007-08-27 | 2013-06-21 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-19 | 2007-08-27 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-01 | 2007-08-27 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-31 | 2007-03-01 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2005-10-31 | 2013-06-21 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2005-10-31 | 2007-03-19 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-10-31 | 2009-01-16 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2005-10-31 | 2013-06-21 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2005-10-31 | 2009-01-16 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-15 | 2005-10-31 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-15 | 2005-10-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-03-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-18 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 9 — Asset management | present | 2005-03-31 |