Ringo Pak Ming Sinn
冼百明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ringo Pak Ming Sinn (冼百明), a licensed former licensee with CE reference ACC589. This person has 16.2 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VL Asset Management Limited 以立投資管理有限公司 |
Rep | Type 9 - Asset management | 2015-01-30 | 2021-01-31 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2007-08-27 | 2013-06-21 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2007-08-27 | 2013-06-21 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-19 | 2007-08-27 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-01 | 2007-08-27 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2005-10-31 | 2007-03-01 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2005-10-31 | 2013-06-21 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2005-10-31 | 2007-03-19 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-10-31 | 2009-01-16 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2005-10-31 | 2013-06-21 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 9 - Asset management | 2005-10-31 | 2009-01-16 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-15 | 2005-10-31 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-15 | 2005-10-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-03-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-18 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ringo Pak Ming Sinn during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.