Samuel Che Cheng Lau
劉志城
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Che Cheng Lau (劉志城), a licensed former licensee with CE reference AGG412. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-07 | 2011-11-11 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-24 | 2011-04-30 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-07-03 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-18 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-18 |